DOE Oak Ridge Operations

Questions and Answers

Section H: Special Contract Requirements

Question #/Section

Question

Answer

Date Posted

1. H.1.(a)4.
Technical Direction
Is the prohibition against a claim for extension of time or other compensation in the event of a clear and present danger limited to hazards resulting from contractor performance as opposed to situations beyond the contractor’s control such as an Act of God? The primary examples where the Contracting Officer’s Representative (COR) might suspend work would be as a result of the contractor’s performance. However, this clause would not prohibit the COR from suspending work when the contractor did not suspend work as a result of an act of God and a clear and present danger existed. It should be noted that clause I.111, Excusable Delays contains provisions that address excusable delays related to acts of God. 12/08/00
2. H.4.
Why is a facility clearance required for this program, in view of the fact that it involves only depleted materials and it is not clear that there will be any need for access to classified information? A Contractor is required to have a Facility Clearance when one or more of its employees must obtain a security clearance. The Contractor will be required to perform cylinder maintenance operations and support site-wide emergency operations which necessitates entry into a Limited Security Area. Those employees entering a Limited Security Area unescorted must have an "L" or a "Q" clearance. Please Reference RFP, Section K.14(d). "A Facility Clearance is required even for contracts which do not require contractor’s offices to receive, process, reproduce, store, transmit, or handle classified information or special nuclear material, but which require DOE access authorizations for the contractor’s employees to perform work at a DOE location." 01/08/01
3. H.4.
Page H-5, Section H.4, "Security Clearances," sub item (a): What specific Contractor employees will require "Q", "L", and "BAO" clearances? Doe DOE have an assumed number of employees that will require these clearances, and what are their assumed responsibilities that will require such clearances? DOE does not have an assumed number of employees that will require clearances. Security clearance level is determined by the specific job requirements of each contractor employee. 01/08/01
4. H.4.
Paragraph (a) of clause H.4, Security Clearances, states:

Clearance Requirements: Certain contractor employees shall be "Q", "L" or "BAO" cleared. For employees requiring DOE "Q" or "L" security clearances, the contractor shall not employ anyone who is not a citizen of the United States. (Clearance-Access authorizations are granted by DOE pursuant to Title 10, Code of Federal Regulations, Part 710.) Security Badges must be worn properly at all times while working an any of the DOE facilities.

Clarification Questions:

(a) So that an Offeror can propose the most appropriate individuals, can you advise which employees or job functions are required to have what level of clearances?

Which key personnel, if any, must be "Q" cleared?

Which key personnel, if any, must be "L" cleared?

Which key personnel, if any, must be "BAO" cleared?

(b) Can the contractor employ and utilize individuals who are not United States citizens for positions that require a "BAO" Clearance?

(c) Can the contractor employ and utilize individuals who are not United States citizens for positions that do not require clearances?

(d) What is the effect of this requirement on individuals who are already employed by the Contractor?

(a) Access authorization level is determined by the specific job requirements of each contractor employee. For example: There is a cylinder storage yard and a vault at ETTP which require "Q" clearance for access. A "Q" or "L" clearance is required for any employee needing unescorted access to the Limited Security Areas. "BAO" (which stands for Building Access Only) is a badge category which may be utilized by the Contractor for controlling access to Contractor facilities outside the fenced Limited Security Areas.

(b)and(c) The "BAO" category is not considered to be a security clearance. Non-U.S. citizens may be employed for work outside a Limited Security Area where no clearance is required; however, they would be subject to Foreign Visits and Assignments regulations.

(d) Any employee, regardless of when employed, is subject to the DOE security regulations.

01/08/01
5. H.4.
Section (d) of clause H.4, Security Clearances, states that the "contractor, on a case-by-case basis, will provide its own cleared escorts as needed and provide appropriate training."

Clarification Question:

Can you provide some examples of when the contractor may be asked to provide its own cleared escorts?

When an individual who is a U.S. Citizen, but does not have an "L" or "Q" clearance, requires access to a Limited Security Area, that individual must be accompanied by a cleared escort. 01/08/01
6. H.4 (b).
Obtaining Clearances: Prior to submitting individuals for clearances, the contractor must screen individuals in accordance with an employee screening plan approved by the DOE Contracting Officer’s Representative (COR). The certification by the contractor to the COR of a favorable screening is required prior to employment. The screen shall include verification of identity, citizenship, previous employment, and education and the results of credit and law enforcement checks. Clearances will be provided, and paid for, by DOE. The request for clearances and renewal of clearances must be justified based on actual job performance requirements.

Clarification Questions:

(a) Just to clarify, is it correct, that prior to submitting an individual for any security clearance ("Q," "L," or "BAO") the Contractor must verify the identity, citizenship, previous employment, and education of the individual and run credit and law enforcement checks on that individual?

(b) What must the certification by the contractor to the COR consist of?

(c) Is the Contractor required to provide all the information and documents from the screening to DOE when it submits the individual for a security clearance?

(d) What is considered a "favorable screening?", i.e., is failure to be a United States citizen unfavorable for ALL clearance requests, including "BAO" clearances? How bad must an individual’s credit rating need to be to be unfavorable? Are speeding tickets "unfavorable"? What about a DUI?

(e) Does the Contractor have to pay for this "screening" at its own expense or will DOE cover some, or all of, expenses related to the "screening?"

(a, b) Yes, it is correct that prior to submitting an individual for a "Q" or "L" security clearance the Contractor must verify the identity, citizenship, previous employment, education of the individual and run credit and law enforcement checks. The term "BAO" is not a security clearance.

(c) The Contractor needs only to certify to the DOE-COR that the suitability investigation has been done and that the results are satisfactory to the firm.

(d) Determining what is considered a favorable screening should be done on a case by case basis.

(e) After award of a contract, the Contractor’s costs for screening of individuals to submit to DOE for security clearances are considered to be reimbursable under the contract.

01/19/01
7. H.4 and K.14. Page K-18, Section K.14, "Facility Clearance," sub item (a)(1): It is stated that Contract work will require access to classified information or SNM. What type of classified information is anticipated to be involved in the program that will require Contractor clearances, and is it possible for the Contractor to avoid such involvement and still perform to contract requirements? Clause K.14 "952.204-73 Facility Clearance" is a standard clause included in any DOE contract which requires one or more Contractor employees to obtain a security clearance. Even though the Contractor will be required to obtain a Facility Clearance due to the need for security-cleared employees, the normal duties do not include processing classified information or SNM. However, because some work will be performed in a Limited Security Area where classified information is located, an "L" or "Q" clearance is required for unescorted access. Therefore, a facility clearance cannot be avoided for this contract. 01/08/01
8. H.8. As to software embodying patented inventions, is this clause subject to I.64, "Authorization and Consent?" H.8 applies to software obtained from a vendor, on which we must honor the vendor’s license terms. If the software is patented, as with any patented invention, authorization and consent would apply to the patented invention. The contractor could use the patented invention for the project, whether or not specified in the vendor’s license, subject to the usual patent indemnity (if any), possible claims, and additionally the vendor’s terms. Any portion of the software not covered by patent (presumably covered instead by copyright and/or trade secret) would, of course not be subject to authorization and consent. The Government’s and the contractor’s rights would be subject to the vendors license terms. 12/15/00
9. H.12.
Does workforce transition apply only to PACE workers (or former PACE workers) or does it also include exempt/non-exempt personnel needed for staff technical, support and/or management positions? It is not limited to PACE workers, but also includes non-managerial, exempt and non-exempt personnel. 12/18/00
10. H.12. Does continuity of benefits affect only DOE contractors or does this also apply to USEC for non-union employees. Continuity of benefits also applies to former USEC non-union employees hired. 12/18/00
11. H.2(b).
Labor Relations
What labor agreement or work justification requirements will be involved with the construction and/or operation of the conversion plants by the local PACE union employees? Has any of this anticipated work been historically performed by PACE employees? Please refer to Section H.12 (b) Labor Relations, in the RFP for a discussion of these issues, particularly items (2), (3) & (4) on pages H-10 and H-11. The cylinder surveillance and maintenance work is currently performed by PACE members under the Bechtel Jacobs Management and Integration Contract. 12/18/00
12. H.12(d).
Pay and Benefits
The speaker stated that compensation and benefits should be cost effective. However, Section H.12(d) of the RFP effectively dictates pay and benefits, or appears to do so. The section requires "substantial continuity" of benefits for both 1) transitioned and (2) future employees. If this section is not intended to require that current benefit levels remain substantially unchanged, does DOE consider that a contractor can provide "substantial continuity of benefits" while also making a significant change to the level of benefits offered to transitioned or future employees? The contractor is required to provide "substantial continuity of benefits" within an overall competitive pay and benefits package, but may make changes to the benefit package offered to transitioned/displaced employees. These changes would require the contractor to maintain positive labor-management relations and negotiate with the appropriate collective bargaining representative 12/18/00
13.Clause H.15(a) Will the conversion facilities and/or DUF6 require NRC licenses? No. 12/08/00
14.Clause H.17(b) Clarify the intent of the phrase "operations within the Nuclear Facility will be conducted in accordance with DOE approved authorization agreements." Does this apply to the full DOE site (i.e., Paducah or Portsmouth) or only our DUF6 Conversion facility? "Operations within the Nuclear Facility" applies to all operations that the DUF6 contractor might perform as a part of this prime contract with DOE. It will cover the DUF6 Conversion Plants and any other nuclear facilities, as defined by DOE Order, that the contractor might operate under the auspices of this contract. 12/08/00
15.Clause H.20. H.20: Under the regulations the Contractor’s establishment of a tracking system is voluntary, while this clause makes the Contractor’s establishment of a tracking system a requirement. We presume nothing in this requirement precludes the Contractor to establish our tracking system in such a way that addresses DOE requirements while fulfilling the Contractor’s internal operational requirements, which may exceed those of DOE. Is this correct? That is correct. The contractor may have internal tracking requirements in addition to those of DOE that could be part of their tracking system. 12/13/00
16.Clause H.21. Are the implementation plans and other DOE correspondence to the DNFSB, referenced in Special Provision H.21, available to prospective offerors? The DOE Implementation Plan for DNFSB Recommendation 95-1, Improved Safety of Cylinders Containing Depleted Uranium, is available on the RFP website on the Information Only page. The website of the DOE Departmental Representative to the DNFSB, www.deprep.org contains the DNFSB Recommendation, the DOE response and a summary of actions. 12/13/00
17. H.21; I-72(b). Section I-72 (b) (52-228-15). Will full performance and payment bonds be required for 100% of the full construction portion of the contract price? If so, why is this required for a cost reimbursable contract? The answer depends on the approach the Contractor proposes to conduct the work. In an instance in which the prime contractor subcontracts the construction work, performance and payment bonds would be furnished, prior to construction, by the subcontractor for the amount of the subcontract. Under this scenario, bonds would not normally be required of the prime Contractor. In any event, bonds do not need to be furnished with the proposal in response to this RFP. 01/30/01
18.Clause H.26. Is performance and payment bonding to be required only for the construction portion of the contract? If not, what other performance and payment bonding is required for other elements of the Statement of Work? Performance and payment bonding for the construction portion of the Statement of Work, only, is required in accordance with the provisions of H-26, Bonding for Construction. It should be noted, however, that a performance guarantee for the entire contract Statement of Work is required under certain circumstances under the provisions of H.31, Performance Guarantee. 12/13/00
19. H.27.
[Consolidated Question] Several questions have been submitted regarding the availability and costs of services at the Paducah and Portsmouth sites. Similar to our previous Q&A regarding the availability of utilities at the sites, the conversion contractor also bears full responsibility for the provision of services in support of its conversion facility and associated cylinder storage yards. These services may be procured from other on-site contractors, or the conversion facility contractor may choose to subcontract to other off-site entities or self-perform the services. To facilitate getting information to offerors related to services on-site, a point-of-contact has been established with the current on-site provider of certain services, United States Enrichment Corporation. Prospective offerors should contact Mr. Charles Martin, at the Paducah site, telephone (270) 441-5802, email to obtain information regarding these services. Offerors should assume that DOE will continue to assure services availability at the Paducah and Portsmouth plant sites when/if a diffusion plant is returned to DOE from USEC. 01/19/01

 


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This page was updated 01/30/01